0
NFA Actions
0
CFTC Actions
1
Exchange Actions
NFA Arbitration Decisions
?CFTC Reparations Cases
?An FCM is required to maintain adjusted net capital greater than or equal to the amount of capital it is required to maintain (required net capital).
This report is updated monthly and displays:
| Date | Description |
|---|---|
| 10/02/2003 | FUTURES COMMISSION MERCHANT REGISTERED |
| 10/02/2003 | INTRODUCING BROKER WITHDRAWN |
| 09/05/2003 | FUTURES COMMISSION MERCHANT PENDING |
| 04/20/2001 | INTRODUCING BROKER REGISTERED |
| 04/20/2001 | NFA MEMBER APPROVED |
| 03/28/2001 | NFA MEMBER PENDING |
| 02/15/2001 | INTRODUCING BROKER PENDING |
Determined by their ability to control a registrant's business activities, their formal title or position with the registrant, or their ownership or financial stake in a registrant.
| Name ▲ | Title ⇅ | 10% or More Financial Interest ⇅ |
|---|---|---|
| JAMES R. MEYER | CHIEF EXECUTIVE OFFICER PRESIDENT | YES |
| SARAH E. HARTWELL | CHIEF FINANCIAL OFFICER | NO |
| DAVID L. CHEN | CHIEF COMPLIANCE OFFICER | NO |
| PATRICIA M. ANDERSON | PRESIDENT CHIEF OPERATING OFFICER | NO |
| ROBERT K. WILLIAMS | HEAD OF BUSINESS UNIT DIVISION OR FUNCTION | NO |
| MEYERTRUST GROUP INC | YES |